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This document reports an amendment to the acquisition of beneficial ownership of a significant amount of common shares of Otter Tail Corporation by Cascade Investment LLC and William H. Gates III,
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How to fill out form sc 13da
How to fill out FORM SC 13D/A
01
Begin by downloading the FORM SC 13D/A from the SEC website.
02
Fill in your name, address, and the title of the securities to which the form relates.
03
Specify the date you filed the initial SC 13D and provide details about the reporting person.
04
Indicate your purpose of filing the amendment and update any changes in your holdings.
05
Provide any transaction history since the last amendment, including dates and quantities of shares.
06
Sign and date the form, ensuring you meet all certification requirements.
07
Submit the completed form electronically via the EDGAR system.
Who needs FORM SC 13D/A?
01
Investors or individuals who own more than 5% of a class of a company's equity securities must file FORM SC 13D/A.
02
Entities involved in a change of control or acquisition of significant shares in a publicly traded company.
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People Also Ask about
What is the threshold for 13D disclosure?
Sections 13(d) and 13(g) of the Exchange Act require any person or group of persons[3] who directly or indirectly acquires or has beneficial ownership[4] of more than 5% of a class of an issuer's Section 13(d) Securities (the “5% threshold”) to report such beneficial ownership on Schedule 13D or Schedule 13G, as
What is form sc 13G a used for?
What Is Schedule 13G? The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
How soon do you have to file a 13D?
shares, a Schedule 13D is due within 10 calendar days and the person is not permitted to vote the shares or acquire more shares during the period of time beginning from the change in investment purpose or the acquisition of 20% until 10 days after the Schedule 13D is filed.
Is SC 13D a beneficial ownership report?
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
What are the requirements for 13D disclosure?
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of the filer reaching a 5% stake.
What is form sc 13D a?
A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by an investor or entity. It is sometimes referred to as a beneficial ownership report. 1.
What triggers a 13D filing?
Someone who becomes a 5% or greater beneficial owner of the company's stock is required to file Schedule 13D & 13G, which is also called a beneficial ownership report. Individuals, groups and institutional entities are subject to this requirement.
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What is FORM SC 13D/A?
FORM SC 13D/A is an amended version of Schedule 13D, which is a form used by individuals or entities to report their acquisitions of more than 5% of a class of a company's equity securities. The 'A' indicates that it is an amendment to a previously filed Schedule 13D.
Who is required to file FORM SC 13D/A?
Anyone who has acquired beneficial ownership of more than 5% of a class of equity securities of a publicly traded company is required to file FORM SC 13D/A if they make a material change to their ownership or intent regarding the securities.
How to fill out FORM SC 13D/A?
To fill out FORM SC 13D/A, the filer must provide updated information compared to the initial Schedule 13D filing. This includes details about the reporting person, the securities involved, the purpose of the transactions, and relevant changes in ownership or intention. Specific instructions from the SEC should be followed for accurate completion.
What is the purpose of FORM SC 13D/A?
The purpose of FORM SC 13D/A is to keep investors informed about significant changes in the ownership of a company's securities, particularly by large shareholders, and to disclose any material changes in the reporting person's plans or proposals regarding the company.
What information must be reported on FORM SC 13D/A?
FORM SC 13D/A must report information such as the identity of the reporting persons, the source and amount of funds used for the acquisition, the number of shares owned, any agreements or arrangements related to the securities, and a description of the reporting person's intentions regarding the company and its securities.
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