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Report filed by institutional managers to provide initial notice regarding their holdings as of March 31, 2010.
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How to fill out form 13f-nt
How to fill out FORM 13F-NT
01
Review the instructions provided by the SEC for FORM 13F-NT.
02
Gather information on all securities owned that fall under the reporting requirements.
03
Fill out your identifying information, including your name, address, and contact details.
04
List all qualifying securities in the appropriate section, ensuring accurate descriptions and values.
05
Include the name of the investment manager and any affiliations.
06
Check all calculations to ensure accuracy in reporting.
07
Sign and date the form at the bottom as required.
08
Submit the completed FORM 13F-NT electronically through the SEC's EDGAR system before the deadline.
Who needs FORM 13F-NT?
01
Institutional investment managers that manage over $100 million in qualifying securities.
02
Hedge funds and private equity funds that meet the reporting threshold.
03
Investment advisors and trusts that own reportable securities.
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Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
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What is FORM 13F-NT?
FORM 13F-NT is a regulatory filing required by the U.S. Securities and Exchange Commission (SEC) that allows certain institutional investment managers to report their holdings of publicly traded securities.
Who is required to file FORM 13F-NT?
Institutional investment managers who exercise investment discretion over $100 million or more in Section 13(f) securities are required to file FORM 13F-NT.
How to fill out FORM 13F-NT?
FORM 13F-NT is filled out by providing the name of the institutional manager, the SEC file number, the period covered, and detailed reporting on the investment holdings, including class of securities and value.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to facilitate transparency in the securities market by allowing the SEC and the public to track the investment activities of institutional investment managers.
What information must be reported on FORM 13F-NT?
FORM 13F-NT must report the name and address of the institutional manager, the SEC file number, the period covered, and a list of Section 13(f) securities owned, including their class, number of shares, and fair market value.
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