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This document is a filing by EDGA Exchange, Inc. with the SEC proposing a new service, EdgeRisk Gateway, designed to provide dedicated access gateways for risk management for its members and non-members,
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SR-EDGA-2013-16 is a regulatory filing related to the rules and procedures of the EDGA Exchange, providing guidance on specific operational and compliance requirements.
Members of the EDGA Exchange, including broker-dealers and other participants, are required to file SR-EDGA-2013-16.
To fill out SR-EDGA-2013-16, individuals or firms must provide relevant information as specified in the form, following any accompanying instructions for completion.
The purpose of SR-EDGA-2013-16 is to outline requirements for reporting, compliance, and operational processes related to trading and member activities on the EDGA Exchange.
The information that must be reported on SR-EDGA-2013-16 includes trade details, member compliance data, and any relevant operational procedures as outlined in the regulatory guidelines.
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