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This document outlines a proposed rule change by the Chicago Board Options Exchange to list and trade options on individual stock-based volatility indexes and certain exchange-traded fund-based volatility
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How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing made with the Securities and Exchange Commission (SEC) by self-regulatory organizations (SROs) to propose changes to their rules or policies.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and registered national securities associations are required to file Form 19b-4.
How to fill out Form 19b-4?
Form 19b-4 is filled out by providing information regarding the proposed rule change, including the text of the rule change, a statement of the purpose, and analysis of the economic implications, among other details.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and to allow the SEC and the public to review proposed changes that SROs intend to implement.
What information must be reported on Form 19b-4?
Form 19b-4 requires information such as the exact text of the proposed rule change, the reasons for the change, the anticipated impact on the market, any regulatory requirements, and how the proposal aligns with existing rules.
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