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Regulatory Notice 11-56 Electronic Blue Sheet (EBS) Submissions December 2011 FINRA and ISG Enhance Electronic Blue Sheet Submissions Effective Date: August 31, 2012, Notice Type 00 Executive Summary

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What is regulatory notice 11-56?

Regulatory Notice 11-56 is a notice issued by a regulatory body to inform financial institutions about specific regulatory requirements or changes in regulations.

Who is required to file regulatory notice 11-56?

The financial institutions regulated by the respective regulatory body are required to file Regulatory Notice 11-56.

How to fill out regulatory notice 11-56?

To fill out Regulatory Notice 11-56, financial institutions need to follow the instructions provided by the regulatory body, which may include reporting specific information or meeting certain compliance requirements.

What is the purpose of regulatory notice 11-56?

The purpose of Regulatory Notice 11-56 is to ensure that financial institutions are aware of and comply with the specific regulatory requirements or changes in regulations outlined in the notice.

What information must be reported on regulatory notice 11-56?

The specific information that must be reported on Regulatory Notice 11-56 depends on the requirements outlined by the regulatory body issuing the notice. This information could include financial data, compliance information, or other relevant details.

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