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This document outlines the proposed rule change regarding the amendment of the Schedule of Fees and Charges for Exchange Services by NYSE Amex LLC, including details on DEA fees.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other entities that have rules governing their operations are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule changes, including the text of the proposed amendments, a statement of the purpose of the changes, and the statutory basis for the proposal.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to enable SROs to communicate proposed changes to their rules and regulations to the SEC for approval and to maintain transparency in the regulatory process.
What information must be reported on Form 19b-4?
Form 19b-4 must report the text of the proposed rule change, the reasons for the change, the impact on the market and members, and legal authority under which the change is proposed.
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