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This document is used to report changes in beneficial ownership of securities by individuals with reporting obligations under federal securities laws.

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How to fill out omb approval annual statement

How to fill out OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

01

Obtain the OMB Approval Annual Statement form from the appropriate regulatory agency or their website.

02

Enter your personal information in the designated fields, including your full name, address, and contact information.

03

Provide details of the issuer of the securities in question, including the name and industry of the organization.

04

Fill in the type of securities involved, such as stocks or bonds, and specify the class of the securities.

05

Report the number of shares or units involved in the transaction or ownership change.

06

Indicate any transactions that occurred during the reporting period, detailing acquisitions, dispositions, or changes in ownership.

07

Make sure to include the date of each transaction.

08

Provide any required signatures and the date of submission at the end of the document.

09

Review the completed form for accuracy and completeness before submitting.

Who needs OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

01

Individuals or entities that own or manage securities and are subject to SEC reporting requirements, including corporate officers, directors, and beneficial owners of more than 10% of a class of equity securities.

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What is OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

The OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES is a regulatory filing required in the United States that discloses changes in the ownership of securities by individuals who are considered to be beneficial owners, typically involving significant shareholders or corporate insiders.

Who is required to file OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

Individuals who are classified as beneficial owners of a public company's securities, such as officers, directors, and shareholders holding a significant percentage of shares, are required to file this statement.

How to fill out OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

To fill out the statement, one must provide information regarding the offender's name, the relationship to the issuer, transaction details (including dates, amounts, and types of securities), and any other relevant information as specified in the form instructions.

What is the purpose of OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

The purpose of this statement is to enhance transparency in the securities market by making public the changes in ownership of securities, thereby allowing investors to be informed about significant shifts by insiders in corporate stock ownership.

What information must be reported on OMB APPROVAL ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES?

The statement must report information including the issuer's name, the reporting person's details, transaction date, the nature of the ownership (direct or indirect), transaction code, number of shares bought or sold, and the ownership amount after the transaction.

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