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OMB APPROVAL OMB Number: 32350123 Expires: April 30, 2013, Estimated average burden hours per response. . . . . 12.00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL
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1934 2013 Washington OMB 17a-5 15c3-3 YY REGISTRANT SIPC unaudited 15c3-1 Thereunder X-17A-5 III Computation Proprietors Subordinated consolidation inadequacies applicable Liabilities affirm exemption Pursuant proprietary AUDITED AFFIRMATION Supplemental

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