Get the free Investment Advisory Agreement and Strategy Selection Form

This document outlines the terms, conditions, and processes for utilizing Chariot Advisors, LLC as an investment advisor for managing variable annuities and mutual funds, including details on investment

How to fill out investment advisory agreement and

How to fill out Investment Advisory Agreement and Strategy Selection Form

1. Begin by entering your personal information at the top of the form, including your name, address, and contact details.
2. Clearly specify the type of investment advisory services you require, selecting from the options provided.
3. Review the fees associated with the services and indicate your acknowledgment by signing in the designated section.
4. Outline your investment objectives and risk tolerance in the sections provided to ensure your advisor understands your goals.
5. Provide any relevant financial information, including assets, liabilities, and other investments, as requested in the form.
6. Discuss and select your investment strategy from the options listed, making sure it aligns with your financial goals.
7. Read through the terms and conditions carefully, ensuring that you understand the obligations of both parties.
8. Sign and date the agreement at the bottom to finalize the document.

Who needs Investment Advisory Agreement and Strategy Selection Form?

1. Individuals seeking professional investment advice for managing their portfolios.
2. Businesses looking for strategic guidance on investment opportunities.
3. Anyone who wants to formalize their relationship with an investment advisor.

For pdfFiller’s FAQs

What is Investment Advisory Agreement and Strategy Selection Form?

The Investment Advisory Agreement and Strategy Selection Form is a document that outlines the terms and conditions under which an investment advisor will manage a client's investment portfolio. It specifies the investment strategies to be employed and defines the advisor's responsibilities.

Who is required to file Investment Advisory Agreement and Strategy Selection Form?

Typically, investment advisors who manage client accounts and implement investment strategies are required to file the Investment Advisory Agreement and Strategy Selection Form. Clients who engage these advisors will also complete this form.

How to fill out Investment Advisory Agreement and Strategy Selection Form?

To fill out the Investment Advisory Agreement and Strategy Selection Form, clients should provide their personal information, describe their investment goals, select the investment strategies they wish to implement, and review the terms and conditions set by the advisor. Advisors will also include their information and ensure compliance with regulatory requirements.

What is the purpose of Investment Advisory Agreement and Strategy Selection Form?

The purpose of the Investment Advisory Agreement and Strategy Selection Form is to formalize the relationship between the client and the investment advisor. It ensures that both parties understand their rights, responsibilities, and the strategies that will be employed for managing the client's investments.

What information must be reported on Investment Advisory Agreement and Strategy Selection Form?

The information that must be reported on the Investment Advisory Agreement and Strategy Selection Form includes the client's personal and financial details, investment objectives, risk tolerance, selected investment strategies, fees, and any other regulatory disclosures required by law.