Get the free Form ADV Continuation Sheet for Form ADV Part II
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This document provides information about Chariot Advisors, LLC, an SEC registered investment adviser, including details on investment services, management fees, portfolio management, client education,
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How to fill out Form ADV Continuation Sheet for Form ADV Part II
01
Obtain the Form ADV Continuation Sheet from the appropriate regulatory authority's website.
02
Review the instructions specific to the Continuation Sheet to understand the required information.
03
Fill in the basic firm information, including the firm's name, address, and CRD number at the top of the form.
04
Complete sections regarding the investment advisory activities, including descriptions of services offered and types of clients served.
05
Provide detailed disclosures regarding business practices, fees, educational background of key personnel, and any disciplinary actions.
06
Ensure that you include any additional information required specific to your firm's operations.
07
Review the completed form for accuracy and compliance with regulations.
08
Submit the Form ADV Continuation Sheet alongside the main Form ADV Part II as instructed.
Who needs Form ADV Continuation Sheet for Form ADV Part II?
01
Investment advisors registered with the SEC or state regulatory agencies who need to provide detailed disclosures about their business practices to clients and prospective clients.
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What is Form ADV Continuation Sheet for Form ADV Part II?
Form ADV Continuation Sheet for Form ADV Part II is a supplementary document used by investment advisors to provide additional information that cannot be fully captured within the standard Form ADV Part II. It includes details about the advisor's services, fees, and conflicts of interest.
Who is required to file Form ADV Continuation Sheet for Form ADV Part II?
Investment advisors who are registered with the Securities and Exchange Commission (SEC) or state regulatory agencies and need to provide additional information beyond what is contained in Form ADV Part II are required to file the Form ADV Continuation Sheet.
How to fill out Form ADV Continuation Sheet for Form ADV Part II?
To fill out the Form ADV Continuation Sheet, investment advisors must complete the sections relevant to their business practices, including details about their investment strategies, fees, compensation structures, and any potential conflicts of interest. The completed form should be submitted along with the standard Form ADV Part II.
What is the purpose of Form ADV Continuation Sheet for Form ADV Part II?
The purpose of the Form ADV Continuation Sheet is to provide a structured way for investment advisors to disclose additional critical information to clients, thereby facilitating informed decision-making and enhancing transparency in the advisory relationship.
What information must be reported on Form ADV Continuation Sheet for Form ADV Part II?
The information that must be reported on Form ADV Continuation Sheet includes descriptions of advisory services offered, fee structures, any performance data, disclosures of conflicts of interest, and other required information not adequately covered in the main Form ADV Part II.
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