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Amendment to fee schedule of BATS Exchange, Inc.
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How to fill out Form 19b-4
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Step 1: Obtain Form 19b-4 from the appropriate governmental or regulatory website.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and national securities associations that wish to change their rules are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed information about the proposed rule change, including the text of the rule, the purpose and statutory basis, and any relevant amendments or exhibits.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with necessary information about proposed rule changes by SROs, enabling the SEC to review and approve or disapprove the changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the proposed rule text, the purpose of the rule change, the statutory authority for the change, and any comments or impact assessments related to the rule.
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