Get the free Form 19b-4
Show details
This document pertains to a proposed rule change by BATS Exchange to amend its fee schedule. It details the necessary changes and justifications regarding routing strategies and fees associated with
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 19b-4
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form 19b-4 online
Use the instructions below to start using our professional PDF editor:
1
Log in to your account. Start Free Trial and register a profile if you don't have one.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit form 19b-4. Replace text, adding objects, rearranging pages, and more. Then select the Documents tab to combine, divide, lock or unlock the file.
4
Save your file. Select it from your records list. Then, click the right toolbar and select one of the various exporting options: save in numerous formats, download as PDF, email, or cloud.
The use of pdfFiller makes dealing with documents straightforward. Now is the time to try it!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 19b-4
How to fill out Form 19b-4
01
Step 1: Obtain Form 19b-4 from the appropriate governmental or regulatory website.
02
Step 2: Read the instructions carefully to understand the requirements for each section.
03
Step 3: Fill out Section A with your personal information, including name, address, and contact details.
04
Step 4: Complete Section B if applicable, providing specific details related to the context of the form.
05
Step 5: Attach any required documentation or evidence that supports your submission.
06
Step 6: Review the entire form for accuracy and completeness before submission.
07
Step 7: Sign and date the form where indicated.
08
Step 8: Submit the form via the specified method, whether online, by mail, or in person.
Who needs Form 19b-4?
01
Individuals or businesses involved in certain regulated activities or transactions that require formal reporting.
02
Professionals seeking to comply with specific regulatory requirements set by a governing body.
03
Anyone required to provide information as part of an application or disclosure process.
Fill
form
: Try Risk Free
People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Form 19b-4?
Form 19b-4 is a regulatory filing used by certain self-regulatory organizations (SROs) to propose changes to their rules and regulations, which must be submitted to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and clearing agencies are required to file Form 19b-4 when proposing changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, the filer must provide detailed information about the proposed rule change, including the text of the rule, the purpose of the change, and an explanation of how it complies with applicable laws and regulations.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of rule changes proposed by self-regulatory organizations, allowing the SEC to evaluate the implications of such changes for market integrity and investor protection.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the specific proposed changes to the rules of the SRO, the rationale for the changes, how they impact market participants, and any relevant statistical data or analyses supporting the proposal.
Fill out your form 19b-4 online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 19b-4 is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
