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This document outlines a proposed rule change regarding the fee schedule applicable to the BATS Exchange, which aims to implement new pricing structures and adjust existing fees for various orders.
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (such as exchanges and clearing agencies) are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be completed by providing detailed descriptions of the proposed rule changes, including the reasons for the changes, any anticipated effects, and relevant supporting data or analysis.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed changes to the rules of SROs are reviewed and approved by the SEC to maintain fair and orderly markets.
What information must be reported on Form 19b-4?
Form 19b-4 requires reporting information such as the SRO's name, the proposed rule text, a statement of the purpose of the rule changes, and any relevant analyses or impact assessments.
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