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This document outlines a proposed rule change related to fees for the Competitive Liquidity Provider Program at BATS Exchange, aiming to enhance liquidity through financial incentives for market makers.

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Start by downloading the SR-BATS-2012-011 form from the appropriate regulatory website.

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Who needs SR-BATS-2012-011?

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Individuals or entities involved in securities trading activities who are required to report information as dictated by regulatory requirements.

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Compliance officers within financial institutions needing to uphold reporting standards.

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What is SR-BATS-2012-011?

SR-BATS-2012-011 is a regulatory filing by the BATS Exchange regarding proposed changes to its trading rules, specifically concerning the handling of orders and executions.

Who is required to file SR-BATS-2012-011?

Member firms and participants engaged in trading on the BATS Exchange are required to file SR-BATS-2012-011 to ensure compliance with the proposed changes.

How to fill out SR-BATS-2012-011?

To fill out SR-BATS-2012-011, filers must provide specific information about their trading practices, including details on order types and execution methods, following the guidelines set forth by the BATS Exchange.

What is the purpose of SR-BATS-2012-011?

The purpose of SR-BATS-2012-011 is to enhance regulatory oversight and to ensure that trading practices on the BATS Exchange align with industry standards and regulatory requirements.

What information must be reported on SR-BATS-2012-011?

The information that must be reported includes order types, execution procedures, compliance measures, and impacts on market quality as outlined in the filing specifications.

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