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This document outlines the regulations, definitions, and assessment processes surrounding Investigational New Drug (IND) exemptions, including the responsibilities of sponsors and investigators, types
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How to fill out IND Exemption, Preparation and Maintenance

01
Gather necessary information about the product and trial.
02
Complete form FDA 1571 for IND application, including drug name and sponsor details.
03
Prepare an Investigator's Brochure (IB) that informs investigators of the trial.
04
Include a detailed study protocol outlining objectives, design, and methodology.
05
Provide manufacturing information and details of the drug substance and product.
06
Submit preclinical study data to demonstrate safety and efficacy.
07
Prepare and submit required reports and updates during the trial.
08
Maintain ongoing communication with the FDA for any amendments or safety reports.

Who needs IND Exemption, Preparation and Maintenance?

01
Pharmaceutical companies developing new drugs.
02
Biotechnology firms conducting clinical trials.
03
Researchers conducting experimental drug studies.
04
Any organization needing regulatory approval for drug testing in humans.
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Formal IND Exemption Request: At minimum, the FDA may require a formal process for requesting an IND exemption by submitting a complete final protocol along with a request and rationale for the exemption in the cover letter. Contact your institute's regulatory personnel to help with this submission.
The IND application must contain information in three broad areas: Animal Pharmacology and Toxicology Studies - Preclinical data to permit an assessment as to whether the product is reasonably safe for initial testing in humans. Also included are any previous experience with the drug in humans (often foreign use).
Even if the FDA decides that an IND is not necessary for a drug study, the investigator must still obtain IRB approval and informed consent. They should submit a protocol and consent documents that indicate the IND is not required.
From a regulatory standpoint, an IND acts as a technical exemption from certain Federal restrictions regarding the transportation and distribution of drugs across state lines. An IND also effectively allows a Sponsor to legally ship an investigational product to clinical sites across the country.
How long does an IND submission take? Depending on the complexity of the project and the partner you choose it can take up to 18 months of preparation before starting your IND program. In light of this, it is in your best interest to get started on preparations as early as possible.
An Investigational New Drug Application (IND) is a request for authorization from the Food and Drug Administration (FDA) to administer an investigational drug or biological product to humans.

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IND Exemption refers to a regulatory designation under the U.S. Food and Drug Administration (FDA) that allows sponsors to conduct certain clinical trials without needing to file an Investigational New Drug (IND) application. Preparation involves gathering necessary information and data on the drug, while maintenance involves keeping the documentation and records updated throughout the trial.
Entities conducting clinical trials that involve new drugs or biological products typically must file for IND Exemption. This includes pharmaceutical companies, biotech firms, and research institutions unless their study qualifies for exemption criteria defined by the FDA.
To complete the IND Exemption process, sponsors must provide detailed information such as the drug's composition, manufacturing process, proposed clinical study design, and protocols. They must also ensure compliance with FDA regulations regarding record-keeping and reporting.
The purpose of IND Exemption is to facilitate the development and testing of certain drugs without the burden of the full IND application process, allowing for faster advancements in treatments while still ensuring participant safety and compliance with regulatory standards.
Required information includes drug identification details, clinical study protocols, safety data from preclinical studies, investigator information, and any changes in the study that may affect its conduct or safety considerations.
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