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Get the free Form ADV Part 2A Firm Brochure and Part 2B Brochure Supplement

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Form ADV Part 2A Firm Brochure and Part 2B Brochure Supplement Se bold Capital Management, Inc. 400 East Died Rd., Suite 210 Naperville, IL 60563 ×630× 5489700 www.seboldcapital.com This brochure
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How to fill out Form ADV Part 2A:

01
Start by gathering all the necessary information. This includes details about your firm's ownership, business practices, services provided, and any disciplinary history.
02
Next, you need to accurately complete the identification section of the form, which includes your firm's name, address, and contact information.
03
Provide a detailed description of your firm's business, including the types of clients you serve, the types of services you provide, and any investment strategies used.
04
Remember to disclose any material conflicts of interest that may exist within your firm or between your firm and its clients.
05
In the form, you must also outline your firm's educational background and business experience, including any certifications or professional licenses held by key personnel.
06
Be sure to provide information about your firm's fees and compensation structure, including any potential conflicts of interest related to your fee structure.
07
Include details about any legal or disciplinary actions involving your firm or its employees. This includes providing information about any lawsuits, regulatory actions, or criminal charges.
08
Complete any additional sections of the form that are relevant to your firm's specific business practices, investment strategies, or disclosure requirements.
09
Review the completed form for accuracy and completeness before submitting it.

Who needs Form ADV Part 2A:

01
Registered Investment Advisers (RIAs) who are filing with the Securities and Exchange Commission (SEC) must complete and submit Form ADV Part 2A.
02
Any firm managing assets on behalf of clients and charging a fee for those services should also complete this form.
03
Form ADV Part 2A is required to provide clients and prospective clients with important information about the firm, helping them make informed investment decisions.
Overall, filling out Form ADV Part 2A accurately and completely is crucial for RIAs and asset management firms to comply with regulatory requirements and provide transparency to clients.
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Form ADV Part 2A is a disclosure document that provides information about an investment advisor's services, fees, and any potential conflicts of interest.
Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with important information about an investment advisor, helping them make informed decisions about their investments.
Form ADV Part 2A must include information about an investment advisor's business practices, fees, services offered, disciplinary history, and more.
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