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LEA PROGRAM APPLICATION Name of Applicant Laboratory LEA Number (if any) Application Date Instructions for Applying to the DSA Laboratory Evaluation and Acceptance (LEA) Program A laboratory facility
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What is form dsa 100?
Form DSA 100 is a document used to report information related to the securities offering and sales activities conducted by broker-dealers.
Who is required to file form dsa 100?
Broker-dealers are required to file form DSA 100 if they are engaged in securities offering and sales activities.
How to fill out form dsa 100?
To fill out form DSA 100, broker-dealers need to provide information such as their contact details, details of the securities offerings, sales activities, and any disciplinary actions taken against them.
What is the purpose of form dsa 100?
The purpose of form DSA 100 is to ensure transparency and provide regulatory oversight of broker-dealers' securities offering and sales activities.
What information must be reported on form dsa 100?
Information such as the broker-dealer's contact details, details of the securities offerings, sales activities, disciplinary actions, and any other relevant information must be reported on form DSA 100.
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