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This document outlines the requirements for mutual fund prospectus disclosure, including general instructions and specific information on mutual funds, disclosures about investments, risks, legal
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How to fill out national instrument 81-101
How to fill out National Instrument 81-101
01
Identify the purpose of the National Instrument 81-101.
02
Gather necessary financial and operational information relevant to the investment fund.
03
Follow the prescribed template and outline provided in the instrument.
04
Complete each section, ensuring that all required disclosures are made.
05
Review the completed document for accuracy and compliance with regulations.
06
Submit the document to the appropriate regulatory authority.
Who needs National Instrument 81-101?
01
Investment funds that are offering products to Canadian investors.
02
Financial advisors and professionals involved in the distribution of investment funds.
03
Compliance officers ensuring adherence to regulatory standards.
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People Also Ask about
When must fund facts be delivered?
Currently, the Fund Facts must be delivered to investors within two days of buying a mutual fund.
What is the 7 5 3 1 rule?
The 7-5-3-1 rule is a comprehensive strategy for maximising the benefits of Systematic Investment Plans (SIPs) in equity mutual funds. This rule emphasises the importance of investment tenure, diversification, mental fortitude, and incremental growth in SIP amounts.
What is ni 81 105?
81-105 - Mutual Fund Sales Practices Securities. Regulations and obligations. Securities , current section. 8 - Investment Funds [81-101 à 81-107] , current sub-section.
What is the delivery of fund facts?
The Fund Facts is a document written in plain language, is no more than two pages double-sided and highlights key information about a mutual fund that CSA research has identified as important to investors. Currently, the Fund Facts must be delivered to investors within two days of buying a mutual fund.
What is the purpose of the fund facts?
The Fund Facts is a document that highlights key information for investors about a mutual fund or an exchange-traded fund (ETF). You can consult the Fund Facts on the website of the institution offering the fund, or simply ask for a copy.
How often should I send fund facts?
“Fund Facts must be renewed on an annual basis and must be updated in the event of a material change that affects the content of the Fund Facts (e.g., a change in investment objectives, an increase in the management fee),” an OSC spokesperson told Advisor.ca by email.
What is the difference between fund facts and prospectus?
While the Fact Sheet offers a summary of performance, the Prospectus provides a deep dive into the fund's investment strategies, historical performance, fee structures, and redemption policies.
What is the fund facts document?
Using the Fund Facts document, you'll be able to find important information about charges and expenses like the fund's management expense ratio (including trailing commissions) and trading expense rating, as well as other fees. The management expense ratio, or MER, is a combination of a fund's management fee.
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What is National Instrument 81-101?
National Instrument 81-101 is a regulation in Canadian securities law that outlines the requirements for the preparation and filing of simplified prospectus and annual information forms for mutual funds.
Who is required to file National Instrument 81-101?
Mutual fund issuers and their management organizations are required to file National Instrument 81-101.
How to fill out National Instrument 81-101?
To fill out National Instrument 81-101, issuers must follow the specific guidelines and templates provided by the Canadian Securities Administrators, ensuring all required information about the mutual fund is accurately disclosed.
What is the purpose of National Instrument 81-101?
The purpose of National Instrument 81-101 is to enhance transparency and investor protection by ensuring that mutual funds provide clear and comprehensive information to investors.
What information must be reported on National Instrument 81-101?
Information that must be reported includes details about the mutual fund's investment objectives, risk factors, fees and expenses, performance history, and management team.
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