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This document serves as a cover sheet for submissions to the Municipal Securities Rulemaking Board and relevant state information depositories as required by SEC Rule 15c2-12, detailing various municipal
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How to fill out rule 15c2-12 filing cover

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How to fill out RULE 15c2-12 FILING COVER SHEET

01
Start by downloading the RULE 15c2-12 FILING COVER SHEET form from the appropriate regulatory website.
02
Fill in the 'Issuer' section with the name of the organization that is issuing the securities.
03
Input the 'Issue Date' and 'CUSIP Number' associated with the securities.
04
Provide details in the 'Description of the issue' section, explaining the purpose and characteristics of the securities.
05
Indicate whether the issue is subject to ongoing disclosure obligations.
06
Complete the 'Contact Information' section with the name, phone number, and email address of the individual who can provide further information.
07
Review all information for accuracy and completeness.
08
Print and sign the form before submission.
09
Submit the completed form along with any necessary documents to the designated authority.

Who needs RULE 15c2-12 FILING COVER SHEET?

01
Any issuer of municipal securities that is subject to SEC Rule 15c2-12 and needs to disclose information regarding the offerings.
02
Underwriters involved in the issuance of municipal securities must also be familiar with the filing requirements.
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RULE 15c2-12 FILING COVER SHEET is a form used to ensure compliance with SEC regulations requiring municipal issuers to provide continuing disclosure of information about their securities.
Municipal issuers and their designated agents, such as underwriters, are required to file the RULE 15c2-12 FILING COVER SHEET.
To fill out the RULE 15c2-12 FILING COVER SHEET, you need to provide details such as the issuer's name, the type of security, and specify the event or information being reported.
The purpose of the RULE 15c2-12 FILING COVER SHEET is to facilitate the electronic submission of continuing disclosure documents to ensure transparency and access to material information for investors.
The information that must be reported includes the name of the issuer, the specific securities involved, the nature of the event being disclosed, and relevant dates.
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