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How to fill out form 33-109f4 - osc
How to fill out FORM 33-109F4
01
Begin by downloading FORM 33-109F4 from the official website.
02
Provide your personal information in Section 1 including your full name, date of birth, and contact information.
03
In Section 2, indicate your employment history, including your current and previous employer details.
04
Complete Section 3 by detailing your educational background and professional qualifications.
05
Section 4 requires you to disclose any affiliations with financial industry firms.
06
Review your form for accuracy and completeness before signing and dating it.
07
Submit the completed form to the appropriate regulatory authority as instructed.
Who needs FORM 33-109F4?
01
Individuals who are applying for registration as a representative in the securities industry.
02
If you are a dealer, adviser, or investment fund manager, you will also need to fill out this form.
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What is FORM 33-109F4?
FORM 33-109F4 is a form required by Canadian securities regulators that is used for reporting information about firms and individuals who are registered in the investment industry.
Who is required to file FORM 33-109F4?
Individuals and firms that are applying for registration in the investment industry are required to file FORM 33-109F4.
How to fill out FORM 33-109F4?
To fill out FORM 33-109F4, applicants must provide accurate personal and professional information, including employment history, education, and details relevant to the registration.
What is the purpose of FORM 33-109F4?
The purpose of FORM 33-109F4 is to collect information that regulators need to assess the suitability and qualifications of individuals and firms seeking registration.
What information must be reported on FORM 33-109F4?
Information that must be reported includes personal identification details, employment history, education credentials, regulatory history, and any disciplinary actions.
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