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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 FORM NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER’S)/ UPHOLDER’S) IN RESPECT OF INTERESTS
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Who needs substantial shareholderunitholder a:

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Shareholders: Shareholders of a company may need to fill out the substantial shareholderunitholder a form. This form helps the company track and document its shareholders and their holdings.
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Unitholders: Unitholders of a trust or investment fund may also be required to complete the substantial shareholderunitholder a form. It assists in monitoring the ownership and control of units within the trust or fund.
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Companies and organizations: Companies and organizations that issue shares or units often need individuals or entities holding substantial shares or units to fill out this form. It allows them to maintain accurate records of ownership and comply with regulatory requirements.
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Substantial shareholder/unitholder a refers to an entity or individual who owns a significant portion of shares or units in a company or investment fund.
Any entity or individual who meets the criteria of a substantial shareholder/unitholder as defined by the regulatory authorities.
The form for reporting substantial shareholder/unitholder information can usually be found on the website of the regulatory authorities, and it must be completed accurately and in a timely manner.
The purpose of reporting substantial shareholder/unitholder information is to provide transparency and ensure that any entity or individual with a significant stake in a company or investment fund is disclosed.
Typically, information such as the name of the shareholder/unitholder, the number of shares/units owned, and any relevant details about the ownership structure must be reported.
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