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INTERNAL DEALING PROCEDURE Release: 1st July2014 1 Section I INTRODUCTION 1. FOREWORD 1.1 The Internal Dealing Procedure (the Procedure) relates to the subject of internal dealing, i.e. the transparency

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How to fill out internal dealing procedure:

1. Review the internal dealing procedure document provided by your organization. Familiarize yourself with its content and purpose.
2. Determine the specific information required to fill out the internal dealing procedure. This may include personal details, transaction information, and any relevant supporting documentation.
3. Complete relevant sections of the internal dealing procedure form accurately and thoroughly. Ensure that all necessary fields are properly filled out.
4. If you encounter any uncertainties or have questions while filling out the procedure, seek clarification from the designated authority or department within your organization.
5. Double-check the completed form for any errors or omissions. Make sure all information provided is truthful and accurate.
6. Sign and date the internal dealing procedure form according to the instructions provided.
7. Submit the completed form to the appropriate authority or department within your organization, following any specified submission protocols.

Who needs internal dealing procedure:

1. Organizations that are publicly traded or regulated by financial authorities often require an internal dealing procedure. This helps mitigate the risk of insider trading and ensures compliance with relevant laws and regulations.
2. Employees or individuals who have access to sensitive or confidential information about the organization, its securities, or market-related activities may be required to follow an internal dealing procedure.
3. Directors, officers, executives, and other key personnel who make decisions that may impact the organization's financial performance or share value may also be subject to internal dealing procedures to maintain transparency and integrity within the organization.

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What is internal dealing procedure?

Internal dealing procedure refers to a set of rules and guidelines that govern the buying and selling of securities by individuals within an organization.

Who is required to file internal dealing procedure?

Individuals who are considered insiders or have access to non-public information are typically required to file internal dealing procedure.

How to fill out internal dealing procedure?

Internal dealing procedure can be filled out by providing details about the securities being bought or sold, the date of the transaction, and any other relevant information.

What is the purpose of internal dealing procedure?

The purpose of internal dealing procedure is to prevent insider trading and ensure transparency in the buying and selling of securities within an organization.

What information must be reported on internal dealing procedure?

Information such as the name of the individual making the transaction, the type of security being traded, the date of the transaction, and the price of the security must be reported on internal dealing procedure.