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SECURITIES AND FUTURES ACT (CAP. 289) FORM SECURITIES AND FUTURES (CLEARING FACILITIES) REGULATIONS 2013 3 REGULATION 6(a) INFORMATION ON SHAREHOLDERS AND SUBSIDIARIES Explanatory Notes 1. Please
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How to fill out 289 form securities and
How to fill out 289 form securities and:
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Begin by carefully reading the instructions provided with the form. Familiarize yourself with the purpose of the form and the information required to be filled in.
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Provide accurate personal and contact details in the designated sections of the form. This may include your name, address, phone number, and email address.
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Clearly indicate the relevant securities information that needs to be reported. This may include details such as the type of securities, their quantity, and any related transactions or ownership changes.
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Take note of any specific requirements or instructions for reporting securities on the form. This could include providing supporting documents or attaching additional forms if necessary.
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Who needs 289 form securities and:
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Individuals or entities involved in the purchase or sale of securities may need to fill out the 289 form. This may include investors, traders, or companies engaged in holding or trading securities.
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Financial institutions and intermediaries, such as brokers, dealers, or investment advisors, may also be required to fill out this form as part of their regulatory obligations.
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Additionally, if you have received securities as part of your compensation package or as a gift, you may need to report this information on the 289 form.
Please note that specific regulations and requirements may vary depending on the jurisdiction or governing authority. It is advisable to consult with a legal or financial professional for accurate guidance and support when filling out the 289 form securities and.
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