Form preview

Get the free Securities and Futures Act (Cap. 289) - Application for Approval of Chairman, CEO, D...

Get Form
This document serves as an application form for obtaining approval from the Monetary Authority of Singapore for the appointment of a chairman, chief executive officer, director, or key person of an
We are not affiliated with any brand or entity on this form
4,4
98,753 Reviews
4,5
11,210 Reviews
4,6
715 Reviews
4,6
789 Reviews

Get, Create, Make and Sign securities and futures act

Edit
Edit your securities and futures act form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your securities and futures act form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit securities and futures act online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
To use the services of a skilled PDF editor, follow these steps below:
1
Log in to your account. Start Free Trial and register a profile if you don't have one yet.
2
Prepare a file. Use the Add New button. Then upload your file to the system from your device, importing it from internal mail, the cloud, or by adding its URL.
3
Edit securities and futures act. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.
4
Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.
pdfFiller makes working with documents easier than you could ever imagine. Create an account to find out for yourself how it works!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
Learn more about security & compliance
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out securities and futures act

Illustration

How to fill out Securities and Futures Act (Cap. 289) - Application for Approval of Chairman, CEO, Director or Key Person

01
Obtain the application form for the Securities and Futures Act (Cap. 289) from the relevant regulatory authority.
02
Carefully read the instructions provided with the application form to understand the requirements.
03
Fill in the personal details of the individual applying for approval, including full name, contact information, and identification number.
04
Provide detailed information about the person's qualifications, experience, and professional history related to the role of Chairman, CEO, Director, or Key Person.
05
Disclose any potential conflicts of interest or legal issues that could affect the individual's suitability for the position.
06
Attach any necessary supporting documents that demonstrate the individual's qualifications and compliance with regulatory requirements.
07
Review the completed application for accuracy and completeness before submission.
08
Submit the application form along with the required payment to the designated regulatory authority.
09
Await feedback or additional requests for information from the regulatory authority after submission.

Who needs Securities and Futures Act (Cap. 289) - Application for Approval of Chairman, CEO, Director or Key Person?

01
Individuals seeking to serve as Chairman, CEO, Director, or Key Person of a regulated entity under the Securities and Futures Act (Cap. 289).
02
Companies that must appoint individuals in these key positions and require regulatory approval.
03
Existing directors or key persons who are undergoing re-approval or renewal of their positions due to regulatory requirements.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.6
Satisfied
52 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

The Securities and Futures Act (Cap. 289) is a legislation in Singapore that governs securities and futures markets. The application for approval pertains to the process where specific individuals such as the Chairman, CEO, Directors, or Key Persons of a company seek regulatory approval to ensure they meet the necessary qualifications and standards to operate within the financial services industry.
Individuals who are appointed or intending to be appointed as the Chairman, CEO, Directors, or Key Persons of a financial institution or a company involved in financial services must file this application to obtain regulatory approval.
To fill out the application, the applicant must provide personal information, qualifications, experience, and details of their role within the organization. They may also need to include disclosures related to financial integrity and any compliance-related issues.
The purpose of this application is to ensure that individuals in key positions within financial institutions are fit and proper to perform their roles, thereby safeguarding the integrity of the financial markets and protecting investors.
The information required includes the applicant's personal details, educational background, professional experience, any criminal records, financial history, and any previous regulatory investigations or actions. This ensures a comprehensive assessment of the individual’s fitness for the role.
Fill out your securities and futures act online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview

Securities And Futures Act is not the form you're looking for?Search for another form here.

Related Features

eSignature for Accounting right in your PDF editor
eSignature for CPA Industry right in your PDF editor
eSignature for Risk Management right in your PDF editor
eSignature for Affiliate Marketing right in your PDF editor
eSignature for Digital Marketing right in your PDF editor

Relevant keywords

Securities and Futures Act approved holding company Monetary Authority of Singapore application form key person financial regulations director approval executive positions fit and proper criteria corporate governance

Related Forms

Form preview
Jack and jill of america, inc - Denver Alumnae Chapter of Delta ... -
2015 step it up in the mile high city step show denver alumnae chapter, delta
Fill Now
Form preview
Chairman Directive on - kozadat nemzetiutdij
A krakatoa kzzttelrl hatlybalps drama: 2014.06.09. mmi11 v01 1. old, seen: 11 a krakatoa kzzttelrl
Fill Now
Form preview
Grants of up to 15 million each - Piper Report
Implementation support for state demonstrations to integrate care for medicare medicaid enrolled u.s. department of
Fill Now
Form preview
A July 8 letter
Department of health & human services centers far medicare & medicaid services jfk federal building,
Fill Now
Form preview
08-14 bFORM CMSb-1984-14 4390 Cont Rev 1 43-101 - iahhc
0814 form cms198414 4390 (cont.) this report is required by law (42 usc 1395g; 42
Fill Now
Form preview
PRIMA Scholarship Application - louisianaprima
Louisiana public risk management association (prime) application for scholarship assistance application for the prime scholarship
Fill Now
Form preview
Untitled - Louisiana Public Risk Management Association - PRIMA - loui
Program schedule wednesday, april 13 12 noon informal conference golf outing at the mallard cove
Fill Now
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.