Get the free Form 10-Q

This document is a quarterly financial report for ETFS Platinum Trust, detailing its financial condition, results of operations, and various disclosures as required by the SEC.

How to fill out form 10-q

How to fill out Form 10-Q

1. Obtain the latest version of Form 10-Q from the SEC website or your financial filing software.
2. Fill in the cover page with the name of the issuer, the period ending date, and basic company information.
3. Complete Part I: Financial Information, including the financial statements, notes to financials, and management's discussion and analysis.
4. Fill out Part II: Other Information, providing additional disclosures and information not included in Part I.
5. Review all sections for completeness and accuracy, ensuring compliance with SEC guidelines.
6. Include signatures from the company’s principal executive officer and principal financial officer.
7. File the completed Form 10-Q electronically with the SEC via EDGAR.

Who needs Form 10-Q?

1. Publicly traded companies are required to submit Form 10-Q to provide quarterly financial updates.
2. Investors and analysts use Form 10-Q to assess a company's financial health and performance.
3. Regulatory agencies monitor Form 10-Q submissions for compliance and transparency in financial reporting.

People Also Ask about

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

When must a 10-Q be filed?

Information for the final quarter of a firm's fiscal year is included in the 10-K, so only three 10-Q filings are made each year. The form 10-Q must be filed within 45 days of the end of the quarter.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

What is the purpose of the Form 10-Q?

The Form 10-Q includes unaudited financial statements and provides a continuing view of the company's financial position during the year. The report must be filed for each of the first three fiscal quarters of the company's fiscal year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

For pdfFiller’s FAQs

What is Form 10-Q?

Form 10-Q is a quarterly report that public companies in the United States are required to file with the Securities and Exchange Commission (SEC). It provides a comprehensive overview of the company's financial performance and results for the quarter.

Who is required to file Form 10-Q?

Publicly traded companies in the United States that are subject to the reporting requirements of the SEC are required to file Form 10-Q.

How to fill out Form 10-Q?

To fill out Form 10-Q, companies must provide financial statements, management discussions, and details about their operations for the quarter. They must also complete specific sections required by the SEC, including disclosures related to legal proceedings, risk factors, and controls.

What is the purpose of Form 10-Q?

The purpose of Form 10-Q is to provide investors and the SEC with updated financial information on a company's performance and operations on a quarterly basis to ensure transparency and inform investment decisions.

What information must be reported on Form 10-Q?

Form 10-Q must report financial statements including the balance sheet, income statement, and cash flow statement, as well as management discussion and analysis of the company's financial condition, disclosures about market risks, and any significant events affecting the company.