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This document reports the appointment of Thomas Quigley as Vice President, Chief Financial Officer, Treasurer and Secretary of ETF Securities USA LLC and the resignation of Greg Burgess from the same
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How to fill out form 8-k
How to fill out FORM 8-K
01
Obtain the most recent version of FORM 8-K from the SEC's website.
02
Review the instructions provided with the form for specific guidance.
03
Fill in the reporting company’s name and identifying information at the top of the form.
04
Provide the date of the event that triggered the filing.
05
Indicate the section of the SEC regulations under which the report is being filed.
06
Complete the relevant items on the form that correspond to the event being reported, such as Item 1.01 (Entry into a Material Definitive Agreement) or Item 2.01 (Completion of Acquisition or Disposition of Assets).
07
Include a description of the event and any necessary financial information or statements as required.
08
Review the completed form for accuracy and compliance with SEC rules.
09
Sign and date the form in the appropriate section.
10
File the form with the SEC electronically through the EDGAR system.
Who needs FORM 8-K?
01
Publicly traded companies in the United States are required to file FORM 8-K in order to report significant events that may be important to shareholders.
02
Investors and analysts who need timely information about material corporate events affecting a company's performance.
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People Also Ask about
What is Form 8-K filing?
Form 8-K. Current Report. This form is used to announce major events that shareholders should know about like mergers and acquisitions, changes in management, or significant operational developments. As needed (triggered by events)
What is Form 8-K used for?
Public companies are responsible for filing form 8-K with the SEC after the occurrence of a material event. Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.
What is the difference between 8-K and 6K filing?
Unlike Form 20-FR-12B, Form 8-K is not required to be filed on an annual basis and is only necessary when significant events occur. Form 6-K is a report that foreign private issuers must file with the SEC to provide information about significant events that occur outside of the United States.
Is Form 8-K good or bad?
Public companies are responsible for filing form 8-K with the SEC after the occurrence of a material event. Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.
What is the difference between Form 6k and 8-K?
Form 8-K has more stringent reporting requirements and is subject to liability under Section 18 of the Securities Exchange Act of 1934, while Form 6-K is not considered "filed" for liability purposes.
What is the difference between Form 8-K and 10-K?
Information for the final quarter of a firm's fiscal year is included in the annual 10-K, so only three 10-Q filings are made each year. In the period between these filings, and in case of a significant event, such as a CEO departing or bankruptcy, a Form 8-K must be filed in order to provide up to date information.
What is a 6K form used for?
SEC Form 6-K is required as a cover page for foreign issuers filing reports, such as annual financial reports, with the Securities and Exchange Commission (SEC). The purpose of SEC Form 6-K is that it relieves the burden of dual reporting for certain non-U.S. issuers.
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What is FORM 8-K?
FORM 8-K is a report that public companies use to disclose certain events that are of importance to shareholders or the SEC. It serves to provide timely updates about significant events that could affect the company's financial position or its operations.
Who is required to file FORM 8-K?
Publicly traded companies that are subject to the reporting requirements of the Securities Exchange Act of 1934 are required to file FORM 8-K.
How to fill out FORM 8-K?
To fill out FORM 8-K, companies must complete the required sections of the form by providing the relevant details about the event being reported. This includes specifying the items being reported and providing necessary descriptions and financial disclosures. It must be filed with the SEC within four business days of the triggering event.
What is the purpose of FORM 8-K?
The purpose of FORM 8-K is to ensure that investors and the market are informed about major events affecting a company's operations or financial condition, promoting transparency and timely disclosure.
What information must be reported on FORM 8-K?
FORM 8-K requires reporting on a variety of events, including but not limited to material acquisitions and disposals, bankruptcy, changes in executive leadership, restatements of financial results, and other significant corporate events.
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