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This document is the Annual Report of SWK Holdings Corporation for the fiscal year ended December 31, 2011, detailing its financial performance and various corporate activities, including risk factors,

How to fill out form 10-k

How to fill out Form 10-K

1. Obtain the latest version of Form 10-K from the SEC website.
2. Fill in your company's name, state of incorporation, and the fiscal year end at the top of the form.
3. Complete Item 1: Business, providing a summary of your company's operations and products.
4. Complete Item 1A: Risk Factors, outlining the major risks facing the company.
5. Complete Item 2: Properties, detailing your company's physical properties and facilities.
6. Complete Item 3: Legal Proceedings, listing any legal matters that could impact the business.
7. Complete Item 4: Mine Safety Disclosures, if applicable. Provide any mine safety-related information.
8. Fill in Item 5: Market for Registrant's Common Equity, detailing stock market information.
9. Complete Item 6: Selected Financial Data, summarizing key financial metrics.
10. Fill in Item 7: Management's Discussion and Analysis, providing insights into financial performance.
11. Complete Items 8-13 as needed, including financial statements and required disclosures.
12. Review the completed form for accuracy and compliance with SEC regulations.
13. Submit the form electronically through the EDGAR filing system.

Who needs Form 10-K?

1. Publicly traded companies in the United States are required to file Form 10-K annually.
2. Investors and analysts who want detailed information about a company’s financial performance and risks.
3. Shareholders who desire comprehensive annual information about a company's operations and strategy.
4. Regulatory agencies such as the SEC for oversight and compliance monitoring.

People Also Ask about

Who is required to file Form 10-K?

Some companies will even use their 10-K as their annual report to shareholders. It's also important to remember 10-Ks are written by the companies. While the SEC monitors the filings, they don't come from a completely objective, outside perspective.

What is Form 10-K used for?

What is a 10-K form? Every publicly traded company is required to file financial reports with the Securities and Exchange Commission, or the SEC. The SEC Form 10-K offers a comprehensive snapshot of the company's financial health throughout the year, almost like an annual report for the business numbers.

What is the Form 10-K?

Schedules” requires a list of the financial statements and exhibits included as part of the Form 10-K. Many exhibits are required, including documents such as the company's bylaws, copies of its material contracts, and a list of the company's subsidiaries.

For pdfFiller’s FAQs

What is Form 10-K?

Form 10-K is an annual report filed by publicly traded companies to the U.S. Securities and Exchange Commission (SEC), providing a comprehensive overview of the company's business and financial performance.

Who is required to file Form 10-K?

Publicly traded companies in the United States that are registered with the SEC are required to file Form 10-K annually.

How to fill out Form 10-K?

To fill out Form 10-K, companies must gather detailed information about their business operations, financial condition, risk factors, management discussion, and other relevant details to complete the specified sections of the form.

What is the purpose of Form 10-K?

The purpose of Form 10-K is to provide investors and the public with a detailed account of a company's financial health and business operations, enhancing transparency and informed decision-making.

What information must be reported on Form 10-K?

Form 10-K must report information such as company overview, financial statements, management's discussion and analysis, executive compensation, risk factors, and legal proceedings, among others.