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Adviser /Controller Individual Adviser And×or Controller Application Guidance Notes Please complete all sections of this form using BLOCK CAPITALS and black ink. Please read through all the questions

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What is adviser controller - hl?

Adviser controller - hl is a form that must be filed by certain individuals or entities who have control over an entity's advisory activities.

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Individuals or entities who have control over an entity's advisory activities are required to file adviser controller - hl.

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Adviser controller - hl can be filled out by providing information about the individual or entity with control over advisory activities, including ownership percentages and contact details.

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The purpose of adviser controller - hl is to disclose and report individuals or entities who have control over an entity's advisory activities.

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Information such as ownership percentages, contact details, and any other relevant information about the individual or entity with control over advisory activities must be reported on adviser controller - hl.

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