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THE SECURITIES AND EXCHANGE COMMISSION OF SRI LANKA Acts NO. 36 OF 1987 01. (1) Every application for registration as a market intermediary, under the category of an Investment Manager made under
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The Securities and Exchange Commission (SEC) is a regulatory agency in the United States that is responsible for enforcing federal securities laws and regulating the securities industry.
Companies that meet certain requirements, such as having more than $10 million in assets and a class of equity securities held by more than 2,000 owners, are required to file with the SEC.
To fill out forms with the SEC, companies can use the EDGAR system, which is an online database where they can submit their required forms electronically.
The purpose of the Securities and Exchange Commission is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies filing with the SEC must provide information about their finances, business operations, executive compensation, ownership, and other relevant details.
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LANKA 1987 19A shareholding 1982or 2007 resubmission pursuance Determinations iii undischarged Contravened misrepresentation bankrupts fiduciary Incorporation regulatory Partnerships applicable intermediary organizational regulated herewith amended theret

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