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Guidance on the process of buying and selling shares in both the primary and secondary markets in Sri Lanka, including steps to take, necessary documents, and important guidelines.
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What is securities and exchange commission?
The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Who is required to file securities and exchange commission?
Companies that meet certain criteria, such as being publicly traded or having a certain number of shareholders, are required to file with the SEC.
How to fill out securities and exchange commission?
Filing with the SEC typically involves submitting various forms and disclosures that provide information about the company's financials, operations, and other relevant details. The specific process and forms required depend on the type of filing.
What is the purpose of securities and exchange commission?
The purpose of the SEC is to ensure fair and transparent markets, protect investors from fraud and misconduct, promote capital formation, and maintain market integrity.
What information must be reported on securities and exchange commission?
Companies filing with the SEC are required to report information such as their financial statements, executive compensation, major shareholders, material contracts, and other important details that can help investors make informed decisions.
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