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FORM 4 ANNUAL REPORTING FOR Authorization ACTIVITY FORM FOR CAPITAL MARKETS SERVICES License SECTION I: License DETAILS Name: Registration No.: License No.: License anniversary date: Types of regulated

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What is anniversary reporting for authorisation?

Anniversary reporting for authorisation is a mandatory annual reporting process where individuals or organizations are required to provide updated information about their authorized status and activities to the relevant authorities.

Who is required to file anniversary reporting for authorisation?

Any individual or organization that has been granted authorization by the relevant authorities is required to file anniversary reporting for authorisation.

How to fill out anniversary reporting for authorisation?

To fill out anniversary reporting for authorisation, individuals or organizations typically need to complete a designated form or online portal provided by the relevant authorities. They will need to provide updated information about their authorized status, activities, financial details, and any other relevant information as required.

What is the purpose of anniversary reporting for authorisation?

The purpose of anniversary reporting for authorisation is to ensure that authorized individuals or organizations are still compliant with the relevant regulations and requirements. It helps the authorities monitor and track activities, assess ongoing eligibility, and make informed decisions regarding the continuation or modification of authorizations.

What information must be reported on anniversary reporting for authorisation?

The information that must be reported on anniversary reporting for authorisation may vary depending on the specific requirements of the relevant authorities. Generally, it includes details about the authorized activities, financial information, organizational structure, personnel, and any other relevant updates or changes since the last reporting period.

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