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NICHOLAS HALLS OTC ACTION WORKSHOP & Spotlight Sessions Hilton Copenhagen airport Copenhagen, Denmark 18th June 2015 Join Us Delta OS Join us on the 18th of June for two unique ways to expand your
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Nicholas Hall's OTC Action is a regulatory filing required by the SEC for certain institutional investment managers.
Institutional investment managers who meet the reporting thresholds set by the SEC are required to file Nicholas Hall's OTC Action.
Nicholas Hall's OTC Action can be filled out electronically on the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of Nicholas Hall's OTC Action is to provide the SEC with information on the holdings and trading activity of institutional investment managers.
Information such as the manager's name, address, holdings in OTC securities, and trading activity must be reported on Nicholas Hall's OTC Action.
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