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Disciplinary and Dismissal Procedure Support Staff November 2015 These procedures are based on model guidance provided by Lancashire County Council. Guidelines revised July 2015 Intended review will
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How to fill out disciplinary and dismissal procedure:

01
Understand the purpose: Before filling out the disciplinary and dismissal procedure, it's crucial to understand why it exists. Familiarize yourself with your organization's policies and guidelines regarding disciplinary actions and dismissals. This will help you follow the correct procedures and ensure fair treatment of employees.
02
Gather necessary information: When filling out the disciplinary and dismissal procedure, gather all relevant information related to the case. This includes any written warnings, incident reports, witness statements, and other documentation pertaining to the employee's behavior or performance issues.
03
Conduct a thorough investigation: Prior to initiating disciplinary action or dismissal, it is important to carry out a comprehensive investigation. This involves gathering all available facts, speaking to relevant parties involved, and maintaining confidentiality throughout the process. The investigation helps ensure fair treatment and supports the accuracy of the decision-making process.
04
Follow the disciplinary process: As you fill out the procedure, follow the appropriate disciplinary process. This usually involves issuing a verbal or written warning to the employee, providing them an opportunity to improve their behavior or performance, and documenting all steps taken.
05
Document the steps taken: Maintain accurate records of all steps taken in the disciplinary process. This includes recording dates, times, and details of warnings or other actions taken. Documentation helps protect both the employer and employee, providing a clear timeline of events and actions.
06
Communicate with the employee: Effective communication is key in the disciplinary and dismissal procedure. As you fill out the procedure, make sure to communicate with the employee about their progress, the expectations they need to meet, and any potential consequences if improvements are not seen. Provide clear feedback and guidance to help them understand their areas of improvement.
07
Seek legal advice, if necessary: In complex disciplinary and dismissal cases, it may be prudent to seek legal advice. This ensures that you are following all applicable laws and regulations, minimizing the risk of potential legal disputes in the future. Legal professionals can provide guidance on procedural aspects and ensure compliance with employment laws.

Who needs disciplinary and dismissal procedure?

01
Employers: Employers need disciplinary and dismissal procedures to ensure fair treatment of employees, maintain a positive work environment, and address issues related to misconduct, poor performance, or other disciplinary matters. Establishing clear procedures helps manage employee behavior in accordance with company policies and legal requirements.
02
Human resources departments: Human resources departments play a crucial role in implementing and overseeing disciplinary and dismissal procedures. They are responsible for advising management, conducting investigations, maintaining documentation, and facilitating communication between the employer and employee during the process.
03
Employees: Employees may also benefit from disciplinary and dismissal procedures as they provide transparency and consistency in dealing with misconduct or performance issues. Clear procedures ensure that employees understand the consequences of their actions, have an opportunity to improve, and receive fair treatment throughout the disciplinary process.
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Disciplinary and dismissal procedure is a process followed by organizations to address issues of misconduct or performance concerns with employees, and to take appropriate actions such as warnings, suspensions, or termination.
Employers are typically responsible for initiating and carrying out disciplinary and dismissal procedures.
Disciplinary and dismissal procedures should be filled out following the organization's HR policies and guidelines, ensuring all necessary documentation is completed.
The purpose of disciplinary and dismissal procedures is to maintain a productive and safe work environment, address employee behavior and performance issues, and ensure fairness and consistency in handling disciplinary matters.
Disciplinary and dismissal procedures typically require details of the incident or performance issue, actions taken by the employer, employee response, and any outcomes or consequences.
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