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Please print (Copy for additional passengers) Registration Form September 2030, 2016 Tour Code: DW0916 Name MUST be as it appears on Passport Last / First Middle Name for Name Tag Address City State
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PCM brochure form is a document that investment advisers registered with the U.S. Securities and Exchange Commission (SEC) must provide to their clients, detailing information about the firm and its practices.
Registered investment advisers with the SEC are required to file PCM brochure form.
PCM brochure form can be filled out electronically on the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of PCM brochure form is to provide clients with important information about the investment adviser, including services offered, fees charged, disciplinary history, and conflicts of interest.
Information such as the adviser's services, fees, disciplinary history, conflicts of interest, and key personnel must be reported on PCM brochure form.
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