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Compliance Update July 2015 NFL Makes Enhancements to Form PQR and Form PR National Futures Association (NFL) has made slight enhancements to Form PQR (applicable to commodity pool operators) and
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The National Futures Association (NFA) makes enhancements to regulatory programs.
NFA member firms are required to file enhancements to the NFA regulatory programs.
NFA enhancements can be filled out online through the NFA's EasyFile system.
The purpose of NFA enhancements is to improve regulatory oversight and compliance within the futures industry.
Information such as firm information, key personnel, financial information, and compliance procedures must be reported on NFA enhancements.
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