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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 NOTIFICATION FORM FOR DIRECTOR OF A LISTED COMPANY TO REPORT INTERESTS IN SECURITIES OF, OR

How to fill out 289 securities and futures

How to fill out 289 securities and futures:

1. Begin by gathering all the necessary information and documentation required for filling out the 289 securities and futures form. This includes personal identification, financial statements, and any other relevant documents.
2. Carefully read through the instructions provided with the form to ensure you understand the requirements and guidelines for filling it out accurately. Take note of any supporting documents or additional information that may be required.
3. Start by entering your personal information in the designated fields, such as your name, contact details, and social security number. Double-check that all the information is correct and up-to-date.
4. Provide any necessary details about your current employment or investment status. This may include information about your employer, your position, and your income sources. If you are self-employed, ensure you provide accurate information about your business or sources of income.
5. Proceed to fill out the sections related to your financial assets and investments. This will involve providing details about your securities and futures holdings, including the names of the companies or entities involved, the number of shares or contracts held, and the current value of these investments.
6. If applicable, provide information about any transactions or changes made to your securities and futures holdings during the reporting period. This may include purchases, sales, or other types of transactions.
7. Triple-check all the information you have provided to ensure accuracy and completeness. Mistakes or missing information can lead to delays or complications.
8. Sign and date the form as required. Make sure to comply with any additional authorization or certification requirements mentioned in the form instructions.
9. Keep a copy of the completed form for your own records before submitting it. It is recommended to send the form through a secure and reliable method, such as certified mail or electronically through a secure online platform.

Who needs 289 securities and futures:

1. Individuals or entities engaged in securities and futures trading or investment activities.
2. Financial professionals, such as brokers, dealers, investment advisers, and traders.
3. Companies or organizations involved in securities and futures trading, including banks, financial institutions, and investment firms.
4. Regulatory bodies or government agencies responsible for monitoring and regulating securities and futures markets.
5. Investors or shareholders who hold significant holdings in securities and futures, requiring them to provide regular reporting on their activities.

For pdfFiller’s FAQs

What is 289 securities and futures?

289 securities and futures refers to a specific form or report that needs to be filed by certain entities engaged in securities and futures activities.

Who is required to file 289 securities and futures?

Entities that are engaged in securities and futures activities and meet certain criteria set by the regulatory authority are required to file 289 securities and futures.

How to fill out 289 securities and futures?

To fill out 289 securities and futures, you need to gather all the required information and complete the form following the guidelines provided by the regulatory authority. The specific instructions may vary depending on the jurisdiction.

What is the purpose of 289 securities and futures?

The purpose of filing 289 securities and futures is to provide relevant information to the regulatory authority for the oversight and monitoring of securities and futures activities. It helps to ensure compliance with regulations and maintain transparency in the financial markets.

What information must be reported on 289 securities and futures?

The specific information that must be reported on 289 securities and futures can vary depending on the jurisdiction and regulatory requirements. Generally, it may include details about the entity, its activities, financial information, transactions, and any other relevant information that is deemed necessary for regulatory oversight.

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