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Get the free Form ADV Part 2 - Freedom Financial amp Business Planning LLC

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A State of Florida Registered Investment Advisor Form ADV Part 2 March 14, 2015 Freedom Financial & Business Planning, LLC 5174 Horseshoe Place NE, Saint Petersburg, FL 33703 Phone | 7275270565 Email
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How to fill out Form ADV Part 2:

01
Start by gathering all the necessary information. This includes your firm's legal name, business address, contact information, and details about your firm's business activities.
02
Provide accurate and up-to-date information about your firm's ownership structure, including the names and addresses of all controlling persons or entities.
03
Describe your firm's advisory business and the types of clients it serves. This may include information about the assets you manage, investment strategies employed, and any specific services or products offered.
04
Disclose any affiliations or relationships your firm has with other financial entities. This includes any outside business activities or compensation arrangements that may present a conflict of interest.
05
Detail your firm's disciplinary history, including any regulatory actions, lawsuits, or customer complaints. Be sure to provide all relevant details and any steps taken to address these issues.
06
Provide information about your firm's fees and compensation structure, including any performance-based fees or other types of compensation arrangements.
07
Describe your firm's codes of ethics and policies for safeguarding client assets. This includes any policies related to insider trading, personal trading, and the use of client information.
08
Disclose any potential risks or conflicts of interest that may arise in your firm's advisory business. This may include conflicts related to investment recommendations, compensation, or affiliations with other financial entities.

Who needs Form ADV Part 2:

01
Registered Investment Advisers (RIAs) are required to file Form ADV Part 2 with the Securities and Exchange Commission (SEC) or the appropriate state securities regulator.
02
Registered investment advisers with more than $25 million in assets under management are required to file with the SEC, while those with less than $25 million typically file with their state regulator.
03
Form ADV Part 2 provides important information about an investment adviser's business practices, fees, disciplinary history, and potential conflicts of interest. This helps investors make informed decisions when selecting an advisory firm.
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Form ADV Part 2 is a disclosure document that provides clients with information about an investment advisor's business practices, conflicts of interest, and disciplinary history.
Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2.
Form ADV Part 2 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2 is to provide clients with important information about an investment advisor's services, fees, and conflicts of interest.
Form ADV Part 2 must include information about an investment advisor's business practices, fees, conflicts of interest, and disciplinary history.
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