Get the free SEC Form4 MLee 120507 - Supertex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0287 Expires: January 31, 2005, Estimated

How to fill out sec form4 mlee 120507

1. The SEC Form 4 is required to be filled out by insiders of public companies who have made transactions involving their company's securities. This includes directors, officers, and beneficial owners who hold more than 10% of the company's stock.
2. The form must be completed within two business days after the date of the transaction. It is essential to accurately report the details of the transaction, including the type of security involved, the date of the transaction, the price, and the number of securities bought or sold.
3. The form should also disclose any changes to the insider's beneficial ownership of the company's securities due to the transaction. This includes reporting any additions or disposals of securities, such as purchases, sales, gifts, or acquisitions through exercises of options or grants.
4. It is crucial to provide a clear and concise description of the transaction in Part II of the form. This can include the purpose of the transaction, any involvement of derivative securities, or other additional information relevant to the transaction.
5. The form should be signed and dated by the insider, indicating their acknowledgement and verification of the provided information. It is essential to ensure the accuracy and completeness of the form as false or misleading information can lead to legal consequences.
6. Once completed, the form must be filed electronically through the SEC's EDGAR system. It is recommended to review the requirements and guidelines provided by the SEC to ensure proper submission of the form.
7. It is also crucial to keep copies of the filed form and supporting documentation for future reference and compliance purposes. These records may be subject to review or audit by the SEC or other regulatory bodies.

In summary, the SEC Form 4 (mlee 120507) should be filled out by insiders of public companies to report transactions involving their company's securities. The form requires accurate and timely disclosure of transaction details and changes in beneficial ownership. Filing the form electronically through the SEC's EDGAR system and maintaining appropriate records are essential for compliance.

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