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This document outlines the responsibilities and duties of a guardian and conservator appointed by the court for a ward or protected person, including guidelines for managing their personal and financial
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What is Form 4?
Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by directors, officers, and beneficial owners of a company's equity securities to report changes in their ownership.
Who is required to file Form 4?
Directors, executives (officers), and beneficial owners of more than 10% of a company's equity securities are required to file Form 4.
How to fill out Form 4?
To fill out Form 4, individuals must provide information such as their name, position, the date of the transaction, the amount of securities sold or purchased, and the price. The form must be filed electronically via the SEC's EDGAR system.
What is the purpose of Form 4?
The purpose of Form 4 is to provide transparency regarding the buying and selling of a company's securities by insiders, which helps protect investors by ensuring that important information about insider trading activities is publicly available.
What information must be reported on Form 4?
Form 4 must report the name of the insider, the relationship to the company, the date of the transaction, the type of security involved, the number of shares bought or sold, the price per share, and the amount of securities held after the transaction.
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