Get the free SEC FORM 4, Thomas J Reno.htm

SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

How to fill out sec form 4 thomas

How to fill out sec form 4 thomas:

1. Obtain the form: The sec form 4 thomas can be obtained from the Securities and Exchange Commission (SEC) website. It is typically available in a downloadable PDF format.
2. Provide your personal information: Start by filling out the required fields with your personal information, such as your name, address, and contact details. These details are necessary for identification purposes.
3. Disclose reporting details: In this section, you will need to provide specific information about the reporting transaction, such as the date of the transaction, the nature of the transaction (e.g., acquisition, disposition), and the title and class of the security involved.
4. Report beneficial ownership: If the transaction involved acquiring or selling securities that could result in ownership exceeding 10% of a class of equity securities, you will need to disclose if the transaction resulted in beneficial ownership.
5. Report derivative transactions: If the transaction involved derivative securities, you will need to provide additional details about the transaction, including the underlying security, date of expiration, and exercise price.
6. Submit the form: Once you have completed all the required fields and reviewed your entries for accuracy, you can submit the form to the SEC through their online filing system or by mailing a physical copy.

Who needs sec form 4 thomas?

1. Directors, officers, and principal shareholders: SEC form 4 thomas is typically required to be filed by company directors, officers, and individuals who are considered principal shareholders. This is to ensure transparency and prevent insider trading.
2. Insider trading reporting: The form is necessary for reporting any transactions involving securities by insiders, such as executives and board members, in publicly-traded companies. It helps to monitor and regulate trading activities to maintain market integrity.
3. Compliance with SEC regulations: Filing sec form 4 thomas is a legal requirement set by the SEC, and failure to comply can result in penalties and legal consequences. Therefore, it is essential for those who fall under the required categories to submit the form accurately and in a timely manner.

For pdfFiller’s FAQs

What is sec form 4 thomas?

SEC Form 4 Thomas is a form filed with the U.S. Securities and Exchange Commission (SEC) to report transactions related to the securities of a company by insiders such as directors, officers, and beneficial owners.

Who is required to file sec form 4 thomas?

Insiders such as directors, officers, and beneficial owners of a company are required to file SEC Form 4 Thomas.

How to fill out sec form 4 thomas?

SEC Form 4 Thomas can be filled out electronically through the SEC's EDGAR system by providing information about the insider's transactions related to the company's securities.

What is the purpose of sec form 4 thomas?

The purpose of SEC Form 4 Thomas is to provide transparency and disclosure of transactions by insiders in a company's securities to protect investors and prevent insider trading.

What information must be reported on sec form 4 thomas?

SEC Form 4 Thomas requires the reporting of details such as the insider's name, relationship to the company, date of transaction, nature of transaction, and the amount of securities involved.

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