Get the free Part 2A Form ADV 07 2015 Firm Brochure - bjoingirardbbcomb

FORM ADV PART 2A FIRM BROCHURE Girard Securities, Inc. 9560 Wales Street San Diego, CA 92121 Telephone: 8586222140 Email: mail×girardsecurities.com Web Address: www.girardsecurities.com July 15,

How to fill out part 2a form adv

How to fill out Part 2a Form ADV:

1. Start by carefully reviewing the instructions provided by the Securities and Exchange Commission (SEC) for completing Part 2a of Form ADV.
2. Begin by providing the necessary identifying information about your investment advisory firm, such as its name, address, and contact details.
3. Next, disclose any other names under which the firm operates, if applicable.
4. Indicate the date the form is being filed and provide the signature of an authorized person.
5. Part 2a of Form ADV consists of several sections, each requiring specific information to be disclosed.
6. In Section 1, disclose information about your firm's advisory business, including a description of the types of clients you serve and the services you offer.
7. In Section 2, provide details about the firm's educational and disciplinary background, including any relevant certifications, licenses, or past regulatory violations.
8. Section 3 requires you to disclose any material relationships or conflicts of interest that may exist, including financial arrangements with third parties.
9. In Section 4, provide information about your firm's portfolio management, including investment strategies, methods of analysis, and risk factors.
10. Section 5 focuses on the fees and compensation your firm receives, while Section 6 requires the disclosure of performance information if applicable.
11. Finally, complete any remaining sections as required by the instructions, such as Section 7 for additional disclosures or Section 8 for wrap fee program details.

Who needs Part 2a Form ADV?

1. Investment advisory firms registered with the SEC are required to complete and file Part 2a of Form ADV.
2. This requirement applies to firms that provide advice or recommendations about securities for compensation and have assets under management (AUM) of at least $25 million or advise registered investment companies.
3. Additionally, state-registered investment advisory firms may also have to file Part 2a of Form ADV, depending on the regulations of the specific state they operate in.

Please note that this is a general overview and it is highly recommended to consult the detailed instructions provided by the SEC or seek professional advice when completing Part 2a of Form ADV.

For pdfFiller’s FAQs

What is part 2a form adv?

Part 2a of Form ADV is a disclosure document required to be filed by investment advisors registered with the SEC.

Who is required to file part 2a form adv?

Investment advisors registered with the SEC are required to file Part 2a of Form ADV.

How to fill out part 2a form adv?

Part 2a of Form ADV must be filled out with information about the advisor's services, fees, conflicts of interest, and disciplinary history.

What is the purpose of part 2a form adv?

The purpose of Part 2a of Form ADV is to provide clients with important information about an investment advisor's business practices.

What information must be reported on part 2a form adv?

Part 2a of Form ADV must include information about the advisor's services, fees, disciplinary history, conflicts of interest, and other key disclosures.

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