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SECURITIES AND EXCHANGE COMMISSION FORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5) Filing Date: 20130301 Period of Report: 20121231 SEC Accession No.
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What is bformb x-17a-5 - secdatabasecom?
bformb x-17a-5 - secdatabasecom is a form required by the Securities and Exchange Commission (SEC) for certain entities to submit financial and operational information.
Who is required to file bformb x-17a-5 - secdatabasecom?
Entities such as broker-dealers and clearing organizations are required to file bformb x-17a-5 - secdatabasecom.
How to fill out bformb x-17a-5 - secdatabasecom?
Bformb x-17a-5 - secdatabasecom is typically filled out electronically through the SEC's EDGAR system.
What is the purpose of bformb x-17a-5 - secdatabasecom?
The purpose of bformb x-17a-5 - secdatabasecom is to provide the SEC with detailed financial and operational information about certain entities.
What information must be reported on bformb x-17a-5 - secdatabasecom?
Information such as balance sheet data, income statement data, and information on net capital requirements must be reported on bformb x-17a-5 - secdatabasecom.
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