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Get the free FORM ADV PART 2 - BROCHURE - Alexis Advisors

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Privacy Policy Effective: May 1, 2013, Our Commitment to You Alexis Advisors, LLC (Alexis) is committed to safeguarding the use of your personal information that we have as your Investment Advisor.
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How to fill out form adv part 2?

01
Start by obtaining the necessary Form ADV Part 2 from the Securities and Exchange Commission (SEC) website or by contacting the SEC directly.
02
Carefully read and understand the instructions provided with the form to ensure accurate completion.
03
Begin by providing basic information about your firm, including its name, address, and contact details.
04
Indicate the type of advisory services your firm offers, the number of clients, and the assets under management.
05
Disclose any conflicts of interest that may exist, such as affiliations with other firms or potential conflicts between your firm and clients.
06
Detail the education, experience, and background information of key personnel within your firm.
07
Provide information about any disciplinary actions or legal proceedings involving your firm or its employees.
08
Include a description of the firm's fee structure and how fees are calculated for various services.
09
Explain any additional investment strategies or specialties offered by your firm.
10
Attach any necessary supplemental documents, such as brochures or sample client agreements, as required by the SEC.

Who needs form adv part 2?

01
Registered investment advisers: Any individual or firm that provides investment advice to clients and is registered with the SEC or state securities authorities.
02
Securities and Exchange Commission (SEC): The SEC requires registered investment advisers to file and update Form ADV Part 2 to provide transparency and ensure proper regulation in the investment advisory industry.
03
Clients and potential clients: Form ADV Part 2 serves as a disclosure document that provides important information about an investment adviser, allowing clients and potential clients to make informed decisions and evaluate the adviser's qualifications, services, and potential conflicts of interest.
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Form ADV Part 2 is a disclosure document that provides information about an investment advisor's business practices, conflicts of interest, and disciplinary history.
Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2.
Form ADV Part 2 is filled out online through the Investment Adviser Registration Depository (IARD) system. Advisors must provide detailed information about their business operations, fees, services, and potential conflicts of interest.
The purpose of Form ADV Part 2 is to provide clients and potential clients with important information about an investment advisor's business practices and potential conflicts of interest.
Information that must be reported on Form ADV Part 2 includes the advisor's services, fees, investment strategies, disciplinary history, and potential conflicts of interest.
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