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RETROS THERAPEUTICS INC. CODE OF ETHICS FOR SENIOR FINANCIAL OFFICERS This Code of Ethics for Senior Financial Officers (Code of Ethics) has been adopted by Retros Therapeutics Inc. (the “Company
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How to fill out this code of ethics

01
Begin by thoroughly understanding the purpose and values of the organization or profession for which the code of ethics is being developed. This will ensure that the code accurately reflects the ethical expectations and responsibilities of those involved.
02
Consult with key stakeholders such as employees, board members, and relevant industry professionals to gather input and perspectives on what should be included in the code of ethics. This collaborative approach will help ensure fairness and inclusivity in the development process.
03
Clearly define and articulate the ethical principles and standards that the code of ethics will encompass. Consider including principles such as integrity, honesty, respect, fairness, and accountability.
04
Provide specific guidance and examples for each ethical principle to help individuals understand how to apply them in real-life situations. This will assist in promoting a consistent and uniform understanding of ethical behavior within the organization or profession.
05
Consider including sections on conflicts of interest, confidentiality, and reporting violations. These topics are often crucial to address in a code of ethics as they help establish guidelines for handling ethical dilemmas and ensure transparency and accountability.
06
Review and revise the code of ethics periodically to keep it relevant and up to date with changing circumstances, new technologies, or evolving industry standards. This will help ensure that the code continues to effectively guide ethical behavior and decision-making.
Who needs this code of ethics?
01
Organizations, whether businesses, nonprofits, or government agencies, can greatly benefit from having a code of ethics in place. It provides a framework for maintaining high ethical standards, promoting responsible conduct, and building trust among employees, customers, and stakeholders.
02
Professionals and practitioners in various fields, such as medicine, law, accounting, and engineering, often adhere to codes of ethics specific to their respective industries. These codes help guide professionals in making ethical decisions, upholding the integrity of their professions, and protecting the interests of their clients or patients.
03
Individuals who are part of professional associations or membership organizations may be required to abide by a code of ethics as a condition of their membership. This ensures that members uphold the values, standards, and ethical guidelines set forth by the organization, promoting professionalism and ensuring accountability within the group.
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What is this code of ethics?
The code of ethics is a set of guidelines and principles that govern the behavior and decisions of individuals within an organization.
Who is required to file this code of ethics?
Employees, directors, and officers of the organization are typically required to file the code of ethics.
How to fill out this code of ethics?
Individuals must review the code of ethics, understand its content, and sign a statement acknowledging their compliance with the guidelines.
What is the purpose of this code of ethics?
The purpose of the code of ethics is to promote ethical behavior, integrity, and compliance within the organization.
What information must be reported on this code of ethics?
Individuals must report any conflicts of interest, gifts received, and other potential ethical concerns.
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