Get the free ECM ASIC Form 604 08 03 2011 - Australian Securities Exchange - asx com

604 page 1/2 15 July 2001 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder For personal use only To Company Name/Scheme East Coast Minerals NL ACN/ARSON

How to fill out ecm asic form 604

How to fill out ecm asic form 604?

1. Begin by obtaining a copy of the ecm asic form 604. This form can typically be found on the ASIC (Australian Securities and Investments Commission) website or by contacting ASIC directly.
2. Carefully read through the instructions provided with the form to ensure a thorough understanding of the required information and documentation.
3. Start by filling in the basic details section of the form. This may include providing your personal information, such as your name, address, and contact details.
4. Proceed to complete the sections that correspond to the specific purpose for which you are filling out the form. For instance, if you are applying for an Australian financial services (AFS) license, you would need to provide information about your business structure, financial details, and compliance arrangements.
5. Attach any relevant supporting documents indicated on the form, such as financial statements or proof of qualifications.
6. Double-check that all the information provided is accurate and complete. Any errors or omissions could delay the processing of your application.
7. Sign and date the form, confirming that the information provided is true and correct to the best of your knowledge.
8. Make a copy of the completed form and all accompanying documents for your records before submitting it. It is recommended to submit the form electronically through the ASIC portal or by mail if required.

Who needs ecm asic form 604?

1. Individuals or entities who wish to apply for an Australian financial services (AFS) license may need to fill out the ecm asic form 604. This license is required for businesses or individuals providing financial services in Australia.
2. Companies looking to change their current AFS license may also be required to complete this form.
3. Additionally, individuals or entities who need to make certain changes or notifications to their existing AFS license, such as updating responsible managers or reducing the scope of their business activities, may be required to use the ecm asic form 604.

Please note that the specific requirements for filling out and submitting the ecm asic form 604 may vary depending on individual circumstances and the specific regulations enforced by ASIC. It is advisable to consult the ASIC website or seek professional advice for any specific queries or concerns related to the form.

For pdfFiller’s FAQs

What is ecm asic form 604?

ECM ASIC form 604 is a form required by the Australian Securities and Investments Commission (ASIC) for reporting changes to external company management.

Who is required to file ecm asic form 604?

Any external company that undergoes changes in its management or officers is required to file ECM ASIC form 604.

How to fill out ecm asic form 604?

To fill out ECM ASIC form 604, you need to provide the necessary information about the changes in external company management, including details of the new officers or changes in their roles.

What is the purpose of ecm asic form 604?

The purpose of ECM ASIC form 604 is to ensure transparency and keep ASIC informed about any changes in the management structure of external companies.

What information must be reported on ecm asic form 604?

ECM ASIC form 604 requires reporting of information such as the names, positions, and roles of the new officers, as well as any changes in their contact details or addresses.

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