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OMB APPROVAL OMB Number: 3235-0045 Estimated average burden hours per response............38 Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File
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Form 19b-4 is a form used for filing amendments to a previously filed Form 19b, which is a notice of proposed rule change under the Securities Exchange Act of 1934.
Any person or entity that has previously filed a Form 19b and needs to make amendments to that filing is required to file Form 19b-4.
Form 19b-4 should be filled out by providing the necessary information requested on the form, including details about the previously filed Form 19b and the specific amendments being made.
The purpose of Form 19b-4 is to provide a standardized format for reporting amendments to a previously filed Form 19b, which is a notice of proposed rule change.
On Form 19b-4, information such as the original Form 19b filing number, the date of the original filing, a summary of the proposed rule change, and the specific amendments being made must be reported.
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