Get the free RULE 13a-16 OR 15d-16 UNDER THE SECURITIES

FORM 6-K HARMONY GOLD MINING CO LTD my Filed: July 06, 2009 (period: July 06, 2009) Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act Table of Contents 6-K FORM 6-K SIGNATURES

How to fill out rule 13a-16 or 15d-16

How to fill out rule 13a-16 or 15d-16?

1. Review the requirements: Start by understanding the specific requirements outlined in rule 13a-16 or 15d-16. These rules pertain to the filing of periodic reports by issuers of publicly traded securities. Make sure you have a clear understanding of what information needs to be included in the report and the deadlines for filing.
2. Gather the necessary information: Collect all the relevant financial and other information that is required to be disclosed in the report. This may include financial statements, disclosures of material events, management's discussion and analysis, and other pertinent information.
3. Prepare the report: Use the prescribed form and format to prepare the report. Ensure that the information is organized and presented in a clear and understandable manner. Pay attention to any specific formatting or disclosure requirements specified in the rules.
4. Perform a thorough review: Before submitting the report, carefully review it for accuracy and completeness. Check for any errors, inconsistencies, or omissions that may need to be addressed. It may be beneficial to have multiple individuals involved in the review process to ensure thoroughness.
5. File the report: Once you are satisfied with the accuracy and completeness of the report, submit it to the appropriate regulatory authority. Follow the filing instructions provided by the regulatory body, which may include electronic submission or mailing of physical copies.

Who needs rule 13a-16 or 15d-16?

1. Publicly traded companies: Rule 13a-16 and 15d-16 are applicable to issuers of publicly traded securities. Any company that has securities registered under the Securities Exchange Act of 1934 may be required to comply with these rules.
2. Reporting companies: Companies that are subject to reporting obligations under the Securities Exchange Act, such as filing periodic reports like Form 10-K, Form 10-Q, or Form 8-K, need to adhere to rule 13a-16 or 15d-16 when preparing and submitting these reports.
3. Securities and Exchange Commission (SEC): The SEC, as the regulatory body overseeing the securities market, requires companies to file periodic reports to ensure transparency and provide investors with relevant information. Rule 13a-16 and 15d-16 outline the specific filing requirements for these reports.

In summary, complying with rule 13a-16 or 15d-16 involves understanding the requirements, gathering the necessary information, preparing the report, performing a thorough review, and filing the report accurately and timely. These rules primarily apply to publicly traded companies subject to reporting obligations under the Securities Exchange Act and are enforced by the Securities and Exchange Commission.

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