Get the free Form 144: Notice of Proposed Sale of Securities - SEC.gov

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014, Estimated average burden hours per response ........... 1.00

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What is form 144 notice of?

Form 144 Notice of is a form that must be filed with the Securities and Exchange Commission (SEC) by individuals or entities who intend to sell restricted securities. Restricted securities are securities acquired in unregistered, private sales or securities acquired through a public offering with certain resale restrictions.

Who is required to file form 144 notice of?

Individuals or entities who hold restricted securities and intend to sell them are required to file Form 144 Notice of with the SEC.

How to fill out form 144 notice of?

Form 144 Notice of can be filled out electronically using the SEC's online filing system or by submitting a paper copy to the SEC. The form requires information about the issuer of the securities, the type and amount of securities being sold, the nature of the transaction, and the filer's relationship to the issuer.

What is the purpose of form 144 notice of?

The purpose of Form 144 Notice of is to provide the SEC with information about the sale of restricted securities. It helps to ensure compliance with securities regulations and allows the SEC to monitor the trading of restricted securities.

What information must be reported on form 144 notice of?

Form 144 Notice of requires the following information to be reported: issuer's name and SEC file number, filer's relationship to the issuer, nature of the transaction, securities being sold, number of securities, and the means of acquiring the securities.

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