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OMB APPROVAL FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB Number: 3235-0076 Expires: August 31, 2015, Estimated Average burden
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How to fill out issuer's identity CIK:

01
Go to the official website of the Securities and Exchange Commission (SEC).
02
Locate the 'Forms & Filings' section on the SEC website.
03
Under the 'Filing & Forms' section, find the 'EDGAR Filer Management' link.
04
Click on the 'Request CIK' button if you do not already have a CIK number. Otherwise, proceed to the next step.
05
Log in to your existing EDGAR account using your username and password.
06
Once logged in, select the 'Form ID' option.
07
Choose the 'New Filer' option if you are a first-time filer or 'Amend Filer' if you already have a CIK number.
08
Follow the on-screen instructions and provide the required information accurately. This includes your legal name, business address, and other relevant details.
09
Pay attention to any additional documents or fees that may be required during the process.
10
Review all the information you have entered for accuracy and completeness before submitting the form.

Who needs issuer's identity CIK:

01
Companies planning to conduct securities offerings through EDGAR must obtain an issuer's identity CIK. This includes both domestic and foreign companies.
02
Individuals or entities required to file various SEC forms, such as registration statements or annual reports, also need an issuer's identity CIK.
03
Any business or organization that wants to make filings on behalf of an issuer, such as law firms, accounting firms, or filing agents, may need an issuer's identity CIK to access and submit documents through EDGAR.
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Issuer's identity CIK stands for Central Index Key, which is a unique identifier assigned by the SEC to entities that are required to file reports with the Commission.
Entities that are required to file reports with the SEC, such as publicly traded companies, investment firms, and certain other entities, are required to obtain and use an issuer's identity CIK.
To obtain an issuer's identity CIK, entities must submit a Form ID electronically through the SEC's EDGAR system. Once approved, the CIK will be assigned.
The purpose of the issuer's identity CIK is to uniquely identify entities and streamline the filing process for reports with the SEC.
Entities must report basic information such as name, address, type of entity, and contact information when obtaining and updating their issuer's identity CIK.
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2015 1940 FLORIDA DELAWARE Issuer USD Weldon OXIS OMB CRD Cataldo DDI offerees CIK REITS Filer iii Indenture Retailing signer undersigned Certifying Biotechnology Aggregate Exclusion Incorporation Advisers Pooled Applicable expenditure accredited Irrevoca

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