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LOS ANGELES COUNTY COMMISSION ON HIV STANDARDS OF CARE LEGAL SERVICES SOC 01/13/06-Page 1 TABLE OF CONTENTS Expert Panel Participants Service Introduction ServicelOrganizational Licensure Category
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Legal Services SOC refers to the Statement on Standards for Attestation Engagements (SSAE) No. 16, which is an auditing standard that ensures service organizations have appropriate controls in place. It is used by organizations, such as law firms, to assess the effectiveness of their internal controls when providing services to clients.
Law firms and other service organizations that provide legal services to clients are required to file the Legal Services SOC report. This report is a way for these organizations to demonstrate the effectiveness of their internal controls to their clients and auditors.
To fill out the Legal Services SOC report, the service organization needs to engage a qualified independent auditor to perform the assessment. The auditor will evaluate the organization's internal controls related to the services provided and prepare a report based on the findings. The report should follow the guidelines and requirements outlined in the SSAE No. 16 standard.
The purpose of the Legal Services SOC report is to provide assurance to clients and other stakeholders that the service organization's internal controls relevant to the services provided are designed and operating effectively. It helps clients evaluate the service organization's ability to protect the confidentiality, integrity, and availability of information they entrust to the organization.
The Legal Services SOC report typically includes information about the service organization's internal control environment, including control activities, risk assessment processes, and monitoring processes. It should also provide details on the specific controls in place to address the risks associated with providing legal services.
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